Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. ET Head of Investor Relations. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Keenan earned a bachelors degree in Political Science from Furman University. Prior to that, Danella led Private Wealth Management. He leads the companys executive leadership team. His primary focus was financial institutions. Head of Corporate Banking Group. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. All Rights Reserved. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Save time and execute with confidence when creating your strategic plan for compliance. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. All rights reserved. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. President and Chief Executive Officer of Regions Financial Corporation. Core Product Marketing. Regions Bank is an Equal Housing Lender and Member FDIC. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. First Horizon Bank. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Prior to that role he was Head of Strategic and Corporate planning. She leads all institutional, retail and fixed income investor relations functions. Regions Bank is an Equal Housing Lender and Member FDIC. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Chief Human Resources Officer. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Nix will report to Tara Plimpton, chief legal officer for the bank. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Use this one-page template to communicate your strategy with internal business partners. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Executive Vice President Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Andrew Nix. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Advisory Services are offered through Cetera Investment Advisers LLC. 205-264-4551 Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Regions Investment Solutions is a marketing name of Cetera Investment Services. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. February 9, 2021. Senior Executive Vice President Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Chief Enterprise Operations and Technology Officer. Chief Transformation Officer. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Corporate governance is my passion. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Senior Executive Vice President Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Youre about to leave Regions to use an external site. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Executive Vice President Nix to oversee corporate governance framework supporting Regions services for customers and communities. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Senior Executive Vice President Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. You should consult privacy disclosures at the linked website for further information. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Nix commits much of his time to community engagement and professional organizations. Head of Consumer Banking Group. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. About Regions Financial Corporation He began his career in information systems with McDonnell-Douglas. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Senior Executive Vice President Nix will report to Tara Plimpton, chief legal officer for the bank. Danella earned a bachelors degree in Economics and English from Vanderbilt. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Senior Executive Vice President Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. CCOs must monitor and respond to changes in compliance risks. Head of the Wealth Management Group. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Chief Administrative and Human Resources Officer. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. The LifeGreen color is a trademark of Regions Bank. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. He is responsible for 1,500+ facilities and workplace strategy. Regions Bank is an Equal Housing Lender and Member FDIC. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. He is a member of the banks Executive Leadership Team. 8 a.m. 7 p.m. Executive Vice President Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. You should consult privacy disclosures at the linked website for further information. He is a alumnus of the Graduate School of Banking at Louisiana State University. 2023Gartner, Inc. and/or its affiliates. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Chief Data and Analytics Officer. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Senior Executive Vice President He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Mehlman received her bachelors degree from Cornell University. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Nolan joined Regions in 1989. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Chief Financial Officer. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Effective July 2, 2018, Turner became the chief executive officer and was appointed . He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. She leads the companys Legal, Government Affairs, and Corporate Governance departments. C. Keith Herron All Rights Reserved. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Jeremy D. King Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Dana W. Nolan Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. New compliance officers face an overwhelming amount of tasks during their first few months. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Kate R. Danella Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Fournier J. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Senior Executive Vice President Senior Executive Vice President Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City.
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